General Advice on Regulatory Structures, Authorisations, and Ethical Issues
Accountants and auditors are subject to a wide and complex set of ethical and regulatory obligations, both at an individual level and as a wider firm.
Firms may face difficult client-related conflict of interest issues, or governance-related matters regarding the voting control requirements of the ICAEW Audit Regulations. For example, firms also regularly require advice on whether members of the firm require a practising certificate – or if they are in compliance with the client money regulations. We can offer independent authoritative advice addressing a range of issues you might be facing, and provide you with assistance to guide you through the decision-making process.
Recent work
We have experience providing advice to accountancy firms on ethical issues and regulatory compliance matters, including conflicts of interest, confidentiality obligations, Practising Certificate requirements, and Professional Indemnity Insurance.
Our Regulatory team
ready to discuss your matter?
Let us take it from here