Financial Services Series - The FCA’s finalised guidance on Non-Financial Misconduct

In this first episode of our new Financial Services series, Francesca Lopez and James Alleyne break down the FCA’s long-awaited guidance on non-financial misconduct – what’s changing, when the new rules take effect, and what firms and regulated individuals need to do now.

In under 10 minutes, we cover:

What counts as “work-related” misconduct.
How private-life behaviour may impact fitness and propriety.
What managers need to know about their strengthened responsibilities.
Practical steps firms should take ahead of 1 September 2026.

A clear, accessible overview for HR leaders, compliance teams and anyone working in the FS sector.

Watch now to get ahead of the changes.

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Financial Services Series – The FCA’s finalised guidance on Non-Financial Misconduct

James Alleyne

Francesca Lopez

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With you in every battle

Financial Services Series – The FCA’s finalised guidance on Non-Financial Misconduct

James Alleyne

Francesca Lopez

Join the conversation

Latest INSIGHTS

Court of Appeal confirms scope of data controllers’ security obligations

Private Wealth Group breakfast seminar: Getting Down to Business: Examining the Business and Financial Dimensions of Divorce

Employee arrests: What next from a criminal, employment and reputation management perspective?

The benefits of hippotherapy – an explanation from a therapist

Private Wealth Group breakfast seminar: High Stakes: Wealth, Success & the Risk of Addiction

Private Wealth Group breakfast seminar: The Silent Threat: Financial Abuse and Its Impact on Wealth Management

Kingsley Napley’s Future Leaders’ Network

Court of Appeal confirms scope of data controllers’ security obligations

Private Wealth Group breakfast seminar: Getting Down to Business: Examining the Business and Financial Dimensions of Divorce

Employee arrests: What next from a criminal, employment and reputation management perspective?

The benefits of hippotherapy – an explanation from a therapist

Private Wealth Group breakfast seminar: High Stakes: Wealth, Success & the Risk of Addiction

Private Wealth Group breakfast seminar: The Silent Threat: Financial Abuse and Its Impact on Wealth Management

Kingsley Napley’s Future Leaders’ Network

Contact_us

With you in every battle